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Maturana, Mpodozis & Letelier (1995): Brain, Language and the Origin of Human Mental Functions
Brain, Language and the Origin of Human
Mental Functions
Humberto Maturana, Jorge Mpodozis and Juan
Carlos Letelier
Departamento de Biología
Facultad de Ciencias
Universidad de Chile
Santiago, Chile
This article originally appeared in Biological Research
28: 15-26 (1995)
It is reproduced with author permission.
We propose that to understand the biological and neurophysiological
processes that give rise to human mental phenomena it is necessary to consider
them as behavioral relational phenomena. In particular, we propose that:
a) these phenomena take place in the relational manner of living that human
language constitutes, and b) that they arise as recursive operations in
such behavioral domain. Accordingly, we maintain that these phenomena do
not take place in the brain, nor are they the result of a unique operation
of a human brain, but arise with the participation of the brain as it generates
the behavioral relational dynamics that constitutes language.
Key Terms:
brain, language, mind, nervous system, self-consciousness.
Introduction
Our purpose in this essay is to propose our views about what we consider
to be human mental functions, and to reflect about what we think is the
participation of the nervous system in generating them. Let us begin presenting
the problem.
In our Western tradition we frequently speak of mind phenomena as of
objects. Thus, questions such as "where is the mind located in the
brain?" or "how do the mind and the body interact?" seem
adequate questions. And if we do not consider mind or consciousness as
entities, but as processes, we treat them with a reductionistic view, as
if a particular manner of operation of the brain were to constitute them,
and then we look in the brain for some unique neurophysiological process.
Or, in the extreme case, we declare that mind and mental functions are
unimportant epiphenomena, and that the materiality of neurophysiology is
all that counts when dealing with the nervous system (for a revision, see
Crick, 1994).
We think differently. We think that the so called mental processes are
behavioral relational phenomena, that self consciousness is a manner of
living with others in the relational domain constituted by "languaging",
and as such arises with the participation of the nervous system, as it
participates in the generation of the behavioral relational dynamics organism-medium.
Moreover, we think that self consciousness and mental processes are relational
processes that modulate the structural dynamics of the organism and the
nervous system precisely through their manner of recurrence as relational
processes. In these circumstances, to answer the questions about the participation
of the nervous system in the generation of self-consciousness and mental
processes, it is necessary to adopt a different view than the usual neurophysiological
one. To attain this end, we shall first present our epistemological and
biological fundaments, after that we shall speak about the nervous system
and its operation as a component of living systems and, finally, we shall
present our view about the human domain of existence, showing how mental
phenomena arise.
I. Epistemological Fundaments
Any attempt to explain and understand living systems and all that happens
in relation to them, requires the full explicitness of the notions that
one thinks give validity to the explanation being proposed. It is with
this purpose that we shall say a few words about scientific explanations
and about systems and systemic phenomena, before proposing our explanation
of the human mental phenomena.
- What we do as scientists is to explain our experience in the implicit
understanding that experience is which we distinguish as happening to us
as observers in our living. In doing that, we use our experience and the
coherence of our experience to propose generative mechanisms for our experience
in the context of the satisfaction of the criterion of validation of scientific
explanations (Maturana, 1990). Even when we speak of phenomena as if we
were talking about something independent from us that appears in our perceptual
space, we are distinguishing experience that happens to us in our living.
We believe that the fundamental difficulty that we face in the process
of explaining mind and self-consciousness as phenomena, is to fully accept
that they are that, phenomena, experience. The claims that they are entities,
or reflections of the operation of some kind of entity inside or outside
the brain, or epiphenomena, or nothing a all, are manners of explaining
the experience that we connote when speaking of self-consciousness and
mind.
- A scientific explanation consists in the proposition of a generative
mechanism, that is, a mechanism or process that if allowed to operate gives
rise, as a result of its operation, to the phenomena that one wants to
explain (Maturana, 1990). Scientific explanations do not constitute phenomenal
reductions, that is, they do not consist in expressing the phenomena of
one domain in terms of the phenomena of another domain which is considered
more basic. Quite on the contrary, a scientific explanation consists in
showing a generative relation between phenomenal domains that do not intersect,
and doing so by showing how the phenomena in one domain result as a consequence
of the processes that take place in the other phenomenal domain. It is
for this reason that an explanation does not replace the phenomenon explained,
and it is nonsensical to ask about the interaction between the result and
the process that gives origin to it, as would be the case if one were to
ask about mind and body interactions after showing that the mind is a result
of the operation of the body.
- A system is a collection of elements that interact and relate with
each other in such a way that the interactions that any of those elements
have, and the results of those interactions, depend upon its relations
with the others. As a result of the continuous operation of a system, an
interactional boundary arises between the system elements and all others
with which they may interact and relate. The elements that do not belong
to a system but with which the elements of the system may interact and
relate, form an operational medium in which the system exists as a composite
unity. As a system arises, a new phenomenal domain appears as the domain
of relations in which the new system operates as a totality. The properties
or features of the new domain cannot be deduced from, nor reduced to, the
features of the domain that gave origin to it. The new domain is, with
respect to the source domain, intrinsically new.
- Due to this manner of constitution, a system is a structure-determined
composite entity, and it is possible to distinguish in it an organization
and a structure. The relations between components that define the class
identity of a system consitute its organization, and all the components
plus all the relations between them that realize a system as a particular
system of a particular class, constitute its structure. In these circumstances,
the organization of a system is realized in its structure. Moreover, since
the organization of a system defines its class identity, a system remains
the same in terms of its kind only as long as its organization is conserved.
At the same time, since the structure of a system has more dimensions than
its organization, the structure of a system can change with or without
conservation of the organization of the system. As a result, if the organization
of a system is conserved while its structure changes, the system remains
the same; and conversely, if the organization of a system is not conserved
during its structural changes, it disintegrates or disappears and something
else appears instead. We call the structural changes that occur in a system
with conservation of organization, changes of state, and those that occur
with loss of organization, disintegrations.
- As a structure-determined composite entity, a system is such that
all that happens in it and to it is determined in its structure. Nothing
external to a structure determined system (SDS) can specify what happens
in it. The structural changes that an SDS undergoes arise either as a result
of its internal dynamics, or triggered through the encounter of the properties
of the elements that compose it with the elements that compose the medium.
The external elements that impinge upon an SDS do not determine the structural
changes that arise in it, they only trigger them. We call perturbation
the interactions that trigger in a SDS a change of state, and destructive
interactions those interacitions that trigger its disintegration. The structure
of an SDS determines what structural configuration of the medium it may
encounter in an interaction, and then what it encounters as a perturbation
or as a destructive interaction. The medium, if we want to look at the
interactions from its perspective, only determines the occasion in which
the interactions take place. We call structural drift the course followed
by the structural changes of an SDS while its interactions in a medium
are mere perturbations. The fundamental consequence of the structural dynamics
of an SDS in structural drift, is that the system and its circumstances
change together congruently, and an SDS remains always in congruence with
its circumstances, and its circumstances remain always in congruence with
it while it conserves its organization. Finally, as we speak of structural
determinism and operate with the coherence of structural determinism in
our explanations, we do not invoke a trascendental ontological notion or
principle; the notion of structural determinism is an abstraction of the
experiential coherence of the observer.
When a repeating circular process becomes coupled
with a linear one that displaces the circumstances of the repetition, the
repetition of the circular process becomes a recursion, and a new phenomenal
dimension appears. Thus, for example, when the circular movement of the
wheels of a car is coupled with the linear displacement of the ground,
the circular movement of the wheels becomes recursive and the phenomenon
of movement appears. Recursion is a form of generating new phenomenal domains
in the interactions of SDSs that is not seen unless one attends to the
relations of coupling of a circular and a linear process. In biological
systems, recursion is a fundamental dynamics, because of the circular character
of biological processes and the linear character of the relations between
a living system and its changing medium.
II. Biological Fundaments
Our purpose is to explain and understand the participation of the nervous
sytem in the generation of mind and self-consciousness phenomena in the
human life. Accordingly, we must reflect on the biological phenomena and
biological understanding that serve as the foundations of our proposition.
And since we are inviting a new manner of considering the matter of mind
and self consciousness, we will be explicit about what we think in relation
to the constitution and the operation of living systems.
- Living systems are dynamic molecular SDS, organized as closed networks
of molecular interactions that produce the same kinds of molecules that
produced them, and specify dynamically at every instant the extension and
boundaries of the network. Such a network is closed in terms of its dynamics
of states of molecular productions, but is open to the flow of matter and
energy through it. Maturana (1970) and Maturana and Varela (1973) have
shown that those statements constitute a complete characterization of living
systems as molecular systems, specifying their conditions of existence
and autonomy. Maturana and Varela (1973) called this organization the autopoietic
organization, and claim that living systems are molecular autopoietic
systems. According to this notion, cells are first order autopoietic systems
and multicellular systems are second order autopoietic systems. A multicellular
living system is accomplished through the autopoiesis of its cellular components
and, through its own fulfillment as a multicellular totality, makes possible
the autopoiesis of them. As autopoietic systems, living systems are in
a continuous structural change, both as a result of their intrinsic internal
dynamics, and as a result of the changes triggered in them in the course
of their recurrent interactions in a medium. A living system lives as long
as its structural changes take place in the conservation of its first or
second order autopoietic organization.
- A living system, as a composite cellular and molecular system, exists
in two domains: a) in the domain in which its components realize it as
a first or second order autopoietic entity, namely in the metabolic or
physiological domain, and b) in the domain in which it interacts and relates
with the medium that contains it as a totality, namely in the relational
or behavioral domain. The phenomena of the metabolic or physiological domain
take place in the structural dynamics of the components of the living system,
and are totally contained in it. Contrariwise, the phenomena of the behavioral
domain arise in the relation living system/medium, and are not determined
by the living system or the medium alone. That is, the behaviour of a living
system is not something that the living system does, nor something that
the medium specifies of its own, the behaviour arises and takes place in
the relation living system/medium (Maturana and Mpodozis, 1987, 1992).
There are, of course, as many different kinds physiological and behavioral
domains as there are different kinds of living systems with different structures
and different manners of living.
- The two phenomenal domains in which a living system exists cannot
be reduced to each other, because -as it was exposed in I.2 and I.3- they
take place in non-intersecting phenomenal domains, and then any attempt
to explain the phenomena of one domain in terms of the other is inadequate.
There is, however, a recursive dynamic generative relation between them
through the structural changes that living system and medium trigger in
each other in the course of their interactions:
- A) as living system and
medium interact they trigger in each other structural changes;
- B) the structural
changes triggered in the living system result in a change in the manner
in which the living system encounters the medium in the next interaction,
and the same happens with the medium with respect to the living system;
- C) as a result of what happens in moments A and B, the relation between
living system and medium changes, and the structural changes that living
system and medium trigger in each other in their next encounter changes
too; and
- D) the process indicated in points A, B and C, repeats recursively
in a manner that appears to an observer both as if the behaviour modulated
the physiology, and as if the physiology modulated the behaviour, even
though they take place in phenomenal domains that do not intersect.
- This recursive mutual modulation of behaviour and structure in the
interactions between living system and medium has two fundamental results.
The first is that the structure of the living system and the structure
of the medium change together, and in congruence, both in ontogeny and
in phylogeny. The second is that all living systems at every moment of
their ontogenetic and phylogenetic histories necessarily have dynamic structures
that are adequate for the generation of a behaviour adequate for the dynamic
medium in which they are alive, or they die. We say in relation to
this, that each living system exists (operates) at any moment in structural
coupling with the biosphere as a broad domain of existence, and that it
does so as a continuously arising consequence of the particular phylogenic
and ontogenic history to which each of them belongs.
The ontogeny of a living system from its inception
to its death takes place as an epigenetic process that results from a systemic
dynamics involving a recursive interplay of physiological and relational
phenomena, in the manner indicated above. So, a living system is a systemic
entity that: exists as a living being in the physiological domain of its
bodyhood and realizes its manner of living in its domain of relations in
recurrent interactions with the medium, through a dynamic interplay of
its body dynamics and its behavior. Accordingly, what reproduces when a
particular living system reproduces, is a particular systemic entity whose
realization takes place in the continuous dynamic interplay of a particular
bodyhood and a particular configuration of dynamic circumstances that have
arisen in the medium along the phylogenic history of the reproducing living
system. At the same time, what is organically passed to the next generation
through reproduction is an initial structural configuration that makes
possible the epigenetic realization of a particular manner of living that
entails the systemic conservation of a particular bodyhood and bodyhood
dynamics if it is placed in the proper circumstances of the medium. Inheritance,
then, as it consists in the reproductive conservation of an epigenetic
manner of living, is a systemic process, and as such is not determined
by any particular set of molecular or cellular components, however essential
these may be for its ocurrence (Maturana and Mpodozis, 1992).
- When the realization of a manner of living begins to be systemically
conserved generation after generation through reproduction, a lineage is
constituted and established. Such lineage will last as long as that manner
of living remains conserved. Moreover, as a lineage is constituted and
conserved in the systemic conservation of the manner of living that defines
it, all the features of the physiological domain, as well as all the features
of the relational domain of the living systems that realize the lineage,
become free to change around that which is conserved, in a way in which
both living systems and medium remain in dynamic reciprocal operational
congruence (Maturana and Mpodozis, 1992). In these circumstances, the differences
in bodyhood and behaviour that different individual living systems members
of a lineage exhibit at any moment in the history of the lineage, are the
results of variations of the manner of realization of the manner of living
that defines the lineage. In these circumstances a new lineage arises when
some variation in the realization of a particular manner of living becomes
part of the manner of living henceforth systemically conserved generation
after generation (Maturana and Mpodozis, 1992).
- In summary, all that we have said so far shows how living systems
exist and cannot but exist in structural coupling, that is, in dynamic
congruence with the medium. At the same time, all that we have said so
far indicates that the medium as a relational domain, and regardless of
how it is composed, necessarily changes congruently with the organisms
that it contains, so that the organisms remain in operational congruence
with it, or die. This condition has two fundamental consequences relevant
to our task. One consequence is that all living systems and their respective
circumstances of living, form a historical network in which each living
system becomes a close or distant part of the medium or domain of existence
of all the others. This is what we connote when we speak of the biosphere.
The other consequence is that every living system has a bodyhood, a body
architecture and a physiological dynamics adequate to its manner of living
and to the changing circumstances of its realization. As a result of this
situation, it is not necessary to explain de novo the present behavioral
congruence of any living system with its circumstances and one can use
that congruence as a starting point.
III. Nervous system and behaviour
Biologists usually speak as if the behavior that we observe, as we observe
an organism in its interactions and relations were something that the organism
does. Thus, as we see an animal walking, we do not usually realize that
the walking results in the encounters organism-medium and that all that
the organism does as it walks is perform sensory/effector correlations.
This is apparent when ethologists speak of vacuum activities, or vacuum
discharges, to describe an organism performing what looks like an out of
place behavior (McFarland, 1993). As we consider that behavior takes place
in the relation organism-medium and is not something that the organism
does, what one has to explain is how does the nervous system participate
in the generation of the sensory/effector correlations of the organism,
and how is it that it does so in a way that the organism remains in a dynamic
congruence with a changing medium while it lives. In what follows we will
propose our views about these matters.
- The nervous system is a closed network of synaptically interacting
active cellular components, that we shall call neural elements (nerve,
muscle and secretor cells). The nervous system operates as a closed network
of changing relations of activity between its neural components: any change
in the relations of activity holding between some components of the network
leads to further changes in the relations of activity holding between other
components of it, and so on recursively, in a potentially never ending
dynamics (Maturana 1969; Maturana and Varela, 1980; Maturana and Mpodozis,
1987). The course that these changes of relations of activity follow is
at every moment determined by the state of activity of the neuronal elements
of the network at that moment. At the same time, the state of activity
of the cells that compose the neural network is at any moment the result
of the state of their dynamic structure at that moment, and change as this
changes through their synaptic operations within the network and through
their structural intersection (by means of synaptic, trophic, hormonal
and transducer-like effects; see below) with other components of the
network and the organism.
- The nervous system structurally intersects the organism at several
body areas that constitute the latter's internal and external sensory and
effector surfaces. The external surfaces constitute the interfaces by which
the organism encounters the medium. The internal surfaces constitute the
interfaces by which the nervous system, as a component of the organism,
encounters the physiological dynamics of the organism. Accordingly, the
neural components of the sensory and effector areas have a double identity
and a double operation. First, as elements of the nervous system they operate
in the closed dynamics of changing relations of activities of the nervous
system. Second, as parts of the organism they operate as components of
its surfaces of external and internal interactions.
- As a consequence of this structural intersection, the nervous system
through its operations as a closed network of changing relations of activity
between its neuronal components, continuously generates in the organism
sensory/effector correlations that modulate both the flow of its interactions
in the medium, and the flow of its physiological dynamics. The behaviour
of the organism arises in the dynamic encounter organism-medium through
the sensory/effector correlations of the organism and the structural dynamics
of the medium. Therefore, the nervous sytem participates in the generation
of the behaviour of the organism through the sensory/effector correlations
to which it gives rise at any moment, according to its structure at that
moment.
- The nervous system does not interact with the medium, it is the organism
that does so through the operation of its effector and sensory surfaces.
It is the structure of the organism as a whole that determines which sensory/effectior
correlations are possible for it, not the dynamics of the nervous system
alone. All that the nervous sytem can do as it intersects with the external
and internal sensory and effector surfaces of the organism is trigger in
these structural changes that result in one or another of the sensory/effector
correlations that are possible for the organism according to its present
structural dynamics (Maturana and Mpodozis,1987). Furthermore, the structural
changes triggered in the external sensors, both as components of the sensory
surfaces of the organism and as neuronal elements, are determined in their
structure and not by the circumstances of the interaction that triggers
them. In these circumstances, as the organism interacts with its medium,
its nervous system undergoes changes in the flow of its synaptic operations
that are contingent to the interactions organism-medium, but that are determined
by the structure of the nervous system, and not by the characteristics
of the medium. As a result, the nervous system cannot operate with representations
of the medium, and what it does, it does according to its structure at
any moment.
The structure of neural cells is in continuous
change, both as a consequence of their own autopoietic dynamics and as
a consequence of their participation as components of the nervous system
and the organism. Some of these structural changes are specially relevant,
because they entail long term changes in the synaptic dynamics of the neural
cells. As far as we know, these structural changes happen in four ways:
- A) Through the so called "transducer effects", that are structural
changes triggered at the neural component of the sensors through the encounters
of the organism with the medium.These structural changes have been traditionally
called "transducer effects", through thinking that what is significant
in them is an energy transfer. According to us, what is significant is
that these structural changes are those that couple the activity of the
nervous system to the flow of interactions of the organism or to its internal
physiological dynamics.
- B) Through synaptic effects, which are structural
changes of different time constants triggered in the neural cells by the
actual flow of synaptic interactions.
- C) Through trophic effects, which
are structural changes that arise in the neural cells triggered by substances
of neural origin that are produced by processes orthogonal to the synaptic
flow (because they involve molecules and cellular interactions which are
not proper to the synaptic operation of the nervous system) but contingent
to it.
- D) Through hormonal effects, which are structural changes triggered
in the neural cells by substances produced in the organism through physiological
processes that do not involve directly the operation of the nervous system.
- If we consider together poins 3, 4, 5 and 6,
it becomes clear that although the medium does not specify what happens
in the nervous system, during the ontogeny of an organism, the structure
of its nervous system (the neural connectivity, the cellular dynamics of
production of neurohumors, membrane receptors, molecular channels, etc)
changes in a manner contingent to the flow of interactions of the organism
in the medium, to the internal physiological and developmental history
of the organism, and to the flow of the operation of the nervous system
as a component of the organism.
- The structure of an organism and the structure
of its nervous system are structures that have arisen in an evolutionary
history of transgenerational conservation of a manner of living (see II.5).
Such history is in fact an epigenetic relational dynamic organism-medium,
that consists in the realization of the living of the organism. For these
reasons, the structure of the nervous system, as it arises through its
development in any particular organism, and the closed dynamics of changing
relations of activity that it generates during its development, cannot
but be adequate for the generation of the particular interactional behavioral
dynamics that the manner of living of the organism entails.
- The course of the structural changes that the nervous systerm undergoes
through the life history of the organism that it integrates, is de facto
constrained by two conditions:
- A) by the structure that the nervous system
has as a component of an organism that belongs to a particular lineage,
as indicated in III.7; and
- B) by the actual contingencies
that occur in the living of the organism, through the processes described
in III.5 and III.6.
As a consequence
of this, every organism has at every moment a nervous system adequate to
the generation of the sensory/effector correlations proper to its particular
history of realization of its manner of living, precisely because the structure
of its nervous system is the present of a history of structural changes
contingent to the course of the phylogenetic and ontogenetic history of
this organism. In other words, every animal always has a nervous system
proper to its biological identity, as this consists and is realized in
the relational space of its manner of living. That means, for instance,
that the brain of a dog becomes a "dogging" brain in the course
of the realization of a particular dog life.
- The operations of the nervous system as a closed
network of changing relations of activities, take place as an interconnected
dynamics of circular processes. As the circular dynamics of the operation
of the nervous system becomes coupled to the linear flow of the behavior
of the organism through the structural intersection of the nervous system
and the organism, the circular operations of the nervous system become
recursive with respect to the flow of the behavior of the organism that
it integrates (see section I.6). As a result, a new
dimension appears in the domain of the behavior of the organism, and the
organism begins to behave as if it were operating with abstractions or
representations of its domain of interactions, by acting as if it were
using such abstractions or representations to generate a new behavior which
appears as a reflection on the basic one. An example would be when a dog
makes a detour to reach a place when faced with an obstacle in a non-previously
lived particular situation. But, of course, for the internal recursion
to happen, the association of the linear behavior and the circular dynamics
of the nervous system cannot be occasional, must be repetitive as a feature
of the living of the animal. In these circumstances , the complexity of
the new dimensions that appear as the operation of the nervous system becomes
recursive, is related to the manner of living of the organisms involved,
and is not a feature of the operation of their nervous systems. Accordingly,
as different animals live differently, the coupling of the circular dynamics
of the nervous system with the linear flow of the behavior of different
animals will give rise through recursion to different new behavioral domains.
And this is a general phenomenon: the complexity, richness and meaning
of the behavior of an organism is not a feature of the operations of its
nervous system, but of the historical circumstances of its living.
- It follows from the previous points that a nervous system operates
with different dimensions than those with which the observer sees the organism
to operate in the relational and interactional space in which it exists
as a totality. The observer sees the organism in its relational and interactional
space interacting and relating with entities of different kinds or (in
the case of social animals) with relations and symbols as if these were
also entities. The nervous system in its internal dynamics, however, operates
as a closed network of changing relations of activities between its component
elements, and not with the kinds of entities that arise in the domain of
relations and interactions of the organism.
- In summary, the nervous system as a component of a living system,
is constituted as a closed network of neuronal elements that operates as
a closed recursive network of changing relations of activities (between
the neuronal components) in which every change of relation of activity
recursively leads to other changes of relations of activities in it. The
nervous system as such a neuronal system intersects with the organism at
its sensory and effector surfaces, and its closed operation gives rise
to sensory/effector correlations in the organism that in the interactions
of the organism in its medium, constitute its behavior. The nervous system
does not operate making representations of the medium in which the living
system that it integrates exists. Nevertheless, it has a plastic structure
that changes following the contingencies of the living system while this
system maintains its autopoietic organization in a medium. As a result
of these structural changes, the closed operation of the nervous system
continuously gives rise to configurations of sensory/effector correlations
in the organism that realize its living in its changing medium, until this
congruence is lost and the organism dies.
IV. Brain, Mental Functions and the Domain
of Human Existence
We exist as human beings with a particular bodyhood and a particular
manner of living; furthermore, our bodyhood and manner of living are
in perfect congruence: our bodies are adequate for doing what we do, and
we do things that fit the operation of our bodies. We do not have to think,
plan or design the operation of our bodies as we move, talk, eat, have
sexual relations; we do not have to do what we do in our nervous system
as we talk, think, have joy, feel pain, or solve a problem. Like every
other animal, we are as we are as a result of the phylogenic and ontogenic
history to which we belong as human beings and as individuals. And like
in every other animal, our nervous system operates as a plastic closed
network of changing relations of synaptic activities, giving rise recursively
in us to sensory/effector correlations adequate to the realization of our
manner of living. In these circumstances, all that's left for us to do
is to reflect about the particularities of our human manner of living as
self-conscious beings, show the domain in which these particular human
phenomena take place, and through that show how the nervous system participates
in generating them. This is what we shall do in the following points.
- We human beings are "languaging" beings and our humanness
takes place in language. Language as a biological phenomenon is a manner
of operating in consensual coordinations of consensual coordinations of
behavior (Maturana, 1978). As such, language takes place in the relational
domain as a manner of living, and not in the brain as a phenomenon of the
operational and structural dynamics of the nervous system. The nervous
system is, of course, necessary for the generation of the sensory/effector
correlations that result in the flow of consensual coordinations of consensual
coordinations of behavior that "languaging" is. Therefore, and
according to what we have said above, we human beings exist as systemic
entities in the dynamic mutual modulation of our particular bodyhood, the
Homo sapiens sapiens bodyhood, and our particular manner of living,
the human manner of living in language. As such, we modern human beings
are in bodyhood and behavior the present of a history of coherent changes
in bodyhood and behavior in a lineage defined by the conservation of a
manner of living in language.
- We think that the human lineage must have begun some three million
years ago in the conservation through the learning of children of a manner
of living in language centered on mouth sound productions. And we think
that it must have begun at least that early (more than 200.000 generations
ago), considering the changes that a non-speaking ancestral hominid must
undergo to attain the present features of the brain , the larynx, and the
face, associated in us with spoken language, when starting the path of
conservation of a manner of living in consensual coordinations of consensual
coordinations of behavior through mouth sound productions. As a result
of the constitution of the human lineage in the conservation of oral "languaging",
we modern humans have a dynamic bodyhood (brain, larynx, face, breathing
pattern, etc.) proper to a manner of living in full spoken language. In
particular, each of us has a particular "languaging" and speaking
brain, that has become so along our particular life history as human beings.
- As our existence as human beings takes place in our operation in
language, the features of our existence that constitute our humanness,
pertain to our relational domain and occur in our "languaging",
not in our bodyhood. Thus, notions such as consciousness, reflection in
solitude, mind, thinking and intentionality correspond to distinctions
that we make of different aspects of our relational dynamics in our operation
as human beings, and as such they do not take place in our bodies, nor
are they functions localizable in our brains. In other words, consciousness,
auto-reflection, mind, thinking, or intentionality do not take place in
the body but occur through the operation of the body because they take
place or arise as relations or distinctions that we make of relations of
the living system with the medium, and involve both, body and medium, in
the dynamic flow of living, in the manner that we have described in this
essay.
- Once a brain has become a "languaging" brain, its recursive
operation in the domain of linguistic behavior through the process described
in III.9, will give rise to new phenomenal dimensions
in this domain. Let us start that process with an organism that, like our
relatives primates or, presumably, our ancestors, lives in a well established
linguistic domain, that is, a domain of consensual coordinations of behaviour.
A first recursion in the linguistic behavioral domain, as it becomes part
of the manner of living of such an organism, will constitute language and
"languaging", in terms of consensual coordination of consensual
coordinations of behavior (Maturana, 1978). At the same time, as the circular
processes of the brain become coupled to the linear flow of "languaging",
that brain becomes a "languaging" brain. Furthermore, the first
recursion of coordinations of linguistic behaviour, as it constitutes language,
constitutes objects, by making a consensual coordination of behaviour a
token or object for other consensual coordinations of behaviour. From here
on, objects, different kinds of objects will arise in language with every
new recursion, and the kind of this objects will depend on the behavioral
circumstances in which the new recursions occur. Thus, a second recursion
gives rise to observing, that is, the distinction of the operation of distinction
of an object. A third recursion gives rise to the observer, in the distinction
of observing that localizes observing. Self-consciousness, that is, the
observing of the observer, will arise in the fourth recursion of the coordination
of coordinations of consensual behaviour. The fifth recursion gives rise
to the experience of responsibility as self-awareness, and the sixth gives
rise to the experience of freedom as self-awareness of self-awareness.
All these operations are operations in language, that is, features of the
operation of the organism (i.e., human being) in its relational
space, and although they require the nervous system to take place, do not
take place in it. Or, in other words, recursive linguistic behavior is
not an operation of the brain, and is not determined by a particular feature
of the nervous system. Furthermore, it follows from what we have said so
far that not all nervous systems can participate in the generation of recursive
linguistic behavior, and that not all the nervous systems that can participate
in the generation of recursive linguistic behavior integrate animals whose
manner of living can become a "languaging" manner of living.
- Once a brain has become a recursive "languaging" brain,
it will operate giving rise through its internal dynamics as a closed network,
to sensory/effector correlations that pertain to the flow of "languaging",
even when the organism that it integrates is alone, or doing nothing apparent
to an external observer. This is apparent in daily life when one observes
a person, for example, answering a question after a long silent delay,
or generating a discourse without previous antecedents in an immediate
conversation. Reflections in solitude, meditation in full self-awareness,
dreams as meaningful experience in a languaging situation, logical operations,
intuitions, poetic abstractions, understanding, therefore, become unavoidable
possibilities once a brain has become a "languaging" brain, bercause
such a brain belongs to an organism that has had an epigenetic history
in co-ontogeny with other "languaging" beings, in a multidimensional
relational space.
- When an observer observes two moments of the flow of the behavior
of an animal, and it seems to him or to her that the second is logically
derived from the first through some intervening internal process, while
he or she cannot deduce the connection from the relational situation of
the animal solely, he or she says that such animal thinks, and calls thinking
the internal process that gives rise to the second behavior. A case of
this kind is, for example, when we ask a question and the person addressed
says "let me think", and after a while gives an answer coherent
with our question. Another case is when we see a dog stop in front of what
seems to us to be a dilemma, and, when the dog eventually moves again in
what appears to us as a choice, we say: "the dog was thinking what
to do". What happens in these situations is frequently explained by
proposing that in one or another way the nervous system of the person or
the animal is operating with a representation of the medium in the generation
(thinking) of a behavior adequate to the circumstances in which it
found itself. But, the nervous system, as we have shown, does not and cannot
do so. What the nervous sytem does while the animal is "thinking",
is to operate in its internal dynamics according to the structure it has
at that moment as a result of the structural changes it has undergone contingently
to the living of the animal (see especially points II.5
and III.5). According to this, the internal dynamics
of that nervous system will give rise to a succession of actions that cannot
but be logically or coherently connected between them in the context of
the historical circumstances of the realization of the living of the animal.
So the expression "thinking" is a manner that the observer has
of indirectly referring to the internal operation of the nervous system
as it participates in the generation of behavior. We can say with respect
to this, that every animal has a brain that thinks according to the manner
of living that it lives. The human brain thinks in language.
- Intentionality is a commentary that an observer makes about the flow
of the behaviour of an animal, as he or she relates the present behavior
with the outcome that it may have, and does so speaking as if the outcome
were an argument in the generation of the behavior that gives rise to it.
Intentionality is not a feature of the operation of the nervous system.
But, as intentionality becomes part of the manner of living of the observer,
as he or she lives in conversations of intentionality, the structure of
the nervous system of the observer changes in a manner contingent to that
manner of living, and begins to generate an internal dynamics that gives
rise to sensory/effector correlations that entail intentions. The nervous
system of the observer becomes an intentional "languaging" brain,
but intentionality, as a relational feature of the flow of behavior, remains
a feature of the relational space in which the observer lives.
- The space of interactions and relations in which we human beings
live, with all its dimensions, apparent and non-apparent to the observer
at any moment, we have called the relational and interactional human psychic
space. Non-human animals also live in a relational and interactional psychic
space in which the observer can distinguish apparent and non-aparent dimensions.
In us, the dimensions that are at any moment non-apparent to us as observers
consitute at that moment of observation the unconscious dimensions of our
relational and interactional psychic space. The nervous system, therefore,
changes its structure in the course of the encounters of the living system
in the medium in a manner contingent to the course of those encounters
in all dimensions, regardless of whether these are apparent or not to the
observer at any moment. As a consequence, a human brain necessarily follows
a course of changes contingent to the conscious and unconscious dimensions
of the relational and interactional existence of the human being that it
integrates, and has an internal dynamics that gives rise to sensory/effector
correlations in the conscious and unconscious dimensions of the human relational
and interactional psychic space. Furthermore, since self-awareness and
self-consciousness take place as operations in the relational and interactional
domain of the organism, they arise generated through the participation
of a brain activity that is necessarily inaccessible to self-awareness
or self-consciousness in its own terms. The operation of the nervous system
is of a completely different kind with respect to the dimensions in which
conscious life takes place, and then is strictly also unconscious or aconscious.
- In our culture, we speak of mind to explain phenomena that the observer
distinguishes as taking place in the relational space of the organism:
intentions, purposes, concerns... Moreover, in our culture we speak as
if we were referring to an entity that may have a location in the brain
and may interact with other minds or the body. Thus, questions such as
"How do the body and the mind interact?" seem meaningful and
legitimate. From all that we have said it should be apparent that there
is no such thing as "the mind" in the operation of the nervous
system, and that "the mind" is nothing but an explanatory notion.
In these circumstances, the questions about mind/body interactions can
be reformulated as follows: "How do relational phenomena have consequences
in the body dynamics?" This is one of the questions that we have answered
in this essay, as we have shown, in general, that the structure of the
nervous system changes in a manner contingent to the flow of the changing
relations of the actual living of the organism in conservation of living.
And, by doing this, we have also shown in particular that what happens
in language (in all the dimensions that arise through the recursion of
the linguistic behavior) also becomes, as part of the relational space,
part of the domain of transformation of the human nervous system, giving
rise to what appears as mind/body mutual modulations. No single thought,
desire or reflection is ever trivial or inconsequential in the flow of
changes of the human "languaging" brain.
V. Final reflections
Language, self-consciousness and mindedness are different forms of existing
in the relational domain in which a living being lives, not manners of
operation of the nervous system. At the same time, we have shown, the nervous
system becomes transformed along the living of the organism in a way that
it generates the the proper sensory/effector correlations for the manner
of living it lives. To understand the simplicity and richness of this situation
it is necessary to understand:
- A) That the nervous system is constituted
as a closed neuronal network in structural intersection with the organism
at the latter's internal and external sensory and effector surfaces, and
- B) that every organism has, as a result of its phylogenetic history, a
dynamic structure congruent with its dynamic medium, so that it can realize
its manner of living as a matter of course.
It is due to these two basic conditions that the nervous system can undergo
structural changes in conservation of the realization of the living of the
animal, even though this living is changing continuously . It is also due to
these two conditions that each kind of animal has different constraints for its
historical structural and behavioral changes, which are proper to their
respective manners of living.
The case of the lady gorilla Koko (Patterson, 1978a,b; Patterson and
Linden, 1981) is a good example. She, as a gorilla, has a brain that is
evolutionarily developed for consensuality as well as for emotional attachment
as a child. Due to these two conditions, she is open to the possibility
of a coexistence in coordination of consensual behavior, if living in a
relational domain that makes that an operational possibility. In these
circumstances, when she begins to be brought up in a human "languaging"
relational domain she becomes transformed accordingly, and now she can
operate in language and do all the fundamental operations that we do in
language. Her brain has become a "languaging" gorilla brain,
she continues living in the basic gorilla emotionality, but at the saame
time, with a "languaging" brain, she does things proper to "languaging".
Nothing fundamental has changed in her brain as such, but her manner of
living has changed and she can do now things that pertain to the relational
space which she could not do before.
What we have said in this article is also valid in general terms for
the history of any system in which one can distinguish the structural intersections
of two entities that have non-intersecting operational dynamics. When such
structural intersections happen, the two operational domains can become
generatively coupled, so that what occurs in one domain can modulate what
occurs in the other through the reciprocal generation of structural changes.
In the living system, the encounters of the organism at its sensory surfaces
modulate the structure of the nervous system, so that this changes the
flow if its operations, and through the structural changes that the nervous
system triggers at the effector surfaces of the organism, the nervous system
modulates the flow of the behavior of the organism. This is the secret
of the operations of the nervous system and the organism that makes possible
what we call "mental phenomena".
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The transcription of this paper into HTML format was initially done by Juan Jose Saenz, January 1997, and was posted to the Web at:
http://cipres.cec.uchile.cl/~jusaenz/BLOHMF.HTM
Thanks, Juan Jose!
Additional stylistic reformatting (e.g., italicization, vertical list spacing) for The Observer Web version was
done by Randy Whitaker.